Rules and Regulations

NASD is empowered to establish an OTC market in Nigeria. NASD has developed a set of rules and regulations that govern the conduct and activities of participants on the OTC market. Please click on the link below:-
- NASD OTC Market Rules
-Market Maker Rules
- Equity Linked Notes Operational Guidelines
- NASD RULES ON NOMINAL TRANSFERS (SEC approved)
-TRADE GUARANTEE FUND RULES (SEC approved November 2018)
- PENALTIES FOR BREACHES OF THE RULES & REGULATIONS OF THE NASD OTC MARKET (SEC approved November 2018)
 


Quick Links

Become a Trading Institution Trading Institution Fees Approved Trading Institutions Trading Institution Performance Market Circulars Rules and Regulations Clearing and Settlement Market Reports Form Downloads

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